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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • IA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

3720 Queen Court Sw Ste 5, Cedar Rapids, IA 52404 • United States

3805 Mt Vernon Rd, Cedar Rapids, IA 52403 • United States

319 Lemon St, Tipton, IA 52772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Cedar Rapids IA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
  • 2014-10-14 → 2021-06-09
    Cedar Rapids, IA
    Des Moines, IA
    Cedar Rapids, IA
    Hiawatha, IA
    Cedar Rapids, IA
    Tipton, IA
    Windsor, CT
    Maple Grove, MN
Other Businesses

NAME OF ENTITY:ARBONNE; No; 1400 C ST SW; CEDAR RAPIDS; IA; 52404; BEAUTY PRODUCTS; INDEPENDENT BEAUTY CONSULANT; 4/11/2014; 0; 0; PERSONAL USE ONLY|NAME OF ENTITY:BMF TAX & ACCOUNTING LLC (2nd location); No; 319 LEMON ST; TIPTON; IA; 59601; TAX PREP/BOOKKEEPING SERVICES; OWNER/PRESIDENT/TAX PREP; 2/1/2018; 10; 10; OVERSEE AND MANAGE COMPANY OPERATIONS,EMPLOYEES, TAX PREP,PAYROLL & ACCOUNTING SERVICE.|NAME OF ENTITY: Independent Insurance Agent; Yes; 3720 QUEEN COURT SW STE 10; CEDAR RAPIDS; IA; 52404; Fixed Insurance Sales; Independent Insurance Agent; 1/29/2013; 25; 20; Sales of fixed insurance products|NAME OF ENTITY:BMF TAX & ACCOUNTING LLC; No; 3720 QUEEN COURT SW STE 10; CEDAR RAPIDS; IA; 52404; TAX PREP/BOOKKEEPING SERVICES; OWNER; 9/26/2016; 10; 10; TAX RETURN PREP,PAYROLL,BOOKKEEPING,OVERSEE AND MANAGE THE COMPANY.|NAME OF ENTITY:ELIZABETH MOORES-NOTARY; No; 3720 QUEEN COURT SW STE 10; CEDAR RAPIDS; IA; 52404; NOTARY SERVICES; NOTARY PUBLIC; 2/1/2013; 20; 20; PROVIDE NOTRARY SERVICES|NAME OF ENTITY:BETH MOORES FINANCIAL LLC; Yes; 3720 QUEEN COURT SW STE 10; CEDAR RAPIDS; IA; 52404; FINANCIAL SERVICES/DBA; OWNER; 8/1/2014; 160; 160; SALE AND SERVICE OF INSURANCE, SECURITIES AND INVESTMENT PRODUCTS. OWN COMMERCIAL BUILDING.|NAME OF ENTITY:ELIZABETH MOORES-RENTAL; No; 319 Lemon St; Tipton; IA; 52772; RENT OFFICE SPACE; OWNER; 8/9/2019; 1; 0; RENT OFFICE SPACE IN BUILDING AND COLLECT RENT|NAME OF ENTITY:Absolute Alpha Advisors; Yes; 3720 Queen Ct. SW Ste 10; Cedar Rapids; IA; 52404; Financial Services/dba; Financial Advisor; 2/1/2020; 20; 20; sell and service, insurance, securities and investment products|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-10
S63 Uniform Securities Agent State Law Examination 2011-07-27
  • S65 Uniform Investment Adviser Law Examination
    2014-10-10
  • S63 Uniform Securities Agent State Law Examination
    2011-07-27
Other Names
  • Beth Bell
  • Elizabeth Ann Remmick
  • Elizabeth Ann Gerlach
  • Beth Bell-Moores
  • Elizabeth Ann Bell

View on SEC IAPD

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