George Vargas

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 10/2017
  Usaa Financial Planning Services
  Addison, TX
• 10/2017 → 03/2022
  Td Ameritrade
  Fort Worth, TX
• 04/2022 → Present
  The Vanguard Group. Inc.
  Scottsdale, AZ

Previous Registrations

• 2022-01-22 → 2022-04-02
  Td Ameritrade, Inc.
  Westlake, TX
• 2017-11-09 → 2022-04-02
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX
  Southlake, TX
• 2017-11-09 → 2017-12-31
  Td Ameritrade, Inc.
  Westlake, TX
• 2015-11-19 → 2017-10-11
  Usaa Financial Planning Services
  Addison, TX
• 2012-10-31 → 2015-10-23
  Strategic Advisers Llc
  Irving, TX
  Westlake, TX
  Westlake, TX

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-04-20
• S66 Uniform Combined State Law Examination
  2012-10-26

Designations

• Certified Financial Planner