Best Investors Account Sign in

Shaun Eric Castro Ansueta

Wells Fargo Clearing Services, LLC

Burbank, CA

Pasadena, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-02-20
WA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2019-02-20
  • WA RA
    APPROVED
    Since 2011-01-03

Branch Locations

900 N San Fernando Blvd, Burbank, CA 91504 • United States

350 W Colorado Blvd Ste 390 [Lc-Rbo], Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Seattle WA 09/2006 Present
Wells Fargo Advisors Llc Seattle WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 Present
  • 09/2006 → Present
    Wells Fargo Bank, N.A.
    Seattle, WA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Seattle, WA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Seattle, WA
Previous Registrations
  • 2010-06-03 → 2011-01-03
    Wells Fargo Investments, Llc
    Seattle, WA
    Seattle, WA
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-01
S63 Uniform Securities Agent State Law Examination 2010-05-18
  • S65 Uniform Investment Adviser Law Examination
    2010-06-01
  • S63 Uniform Securities Agent State Law Examination
    2010-05-18
Other Names
  • Shaun Eric Timmons
  • Shaun Ansueta
  • Shaun Ansueta
  • Shaun Ansueta
  • Shaun Ansueta

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LUTR STAR LLC
SAYBROOK ADVISORS, LLC

Other Investors

Victor Frank Luke
ANAHID DANA LUKE
MARIA ISABEL THORNE
Erin M. Cottom
Nicholas Mays
ROBERT GEORGE CHIRANIAN
Roberto Antonio Garcia Leon
DANIEL BRYAN ALDRICH

Other Offices

CETERA INVESTMENT ADVISERS LLC · BURBANK, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Burbank, CA
J.P. MORGAN SECURITIES LLC · BURBANK, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Burbank, CA
LPL FINANCIAL LLC · BURBANK, CA
LPL FINANCIAL LLC · BURBANK, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Burbank, CA
J.P. MORGAN SECURITIES LLC · NORTH HOLLYWOOD, CA

More in Burbank, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor