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One Financial Plaza, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-07-18 |
Branch Locations
One Financial Plaza 755 Main Street, Hartford, CT 06103-2627 • United States
Higganum, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Middletown | CT | 05/2007 | 06/2023 |
| Raymond James Financial Services Advisors, Inc | Middletown | CT | 01/2009 | 06/2023 |
| Liberty Bank | Middletown | CT | 02/2020 | 06/2023 |
| Liberty Bank Investment Services | Middletown | CT | 02/2020 | 06/2023 |
| Conning Investment Products, Inc. | Hartford | CT | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-10 |
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