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Anna Teresa Siwula

Ubs Financial Services Inc.

Oakbrook Terrace, IL

Montgomery, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-03-10
  • IL RA
    APPROVED
    Since 2014-03-10

Branch Locations

1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States

Montgomery, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Oakbrook Terrace IL 07/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-08
S63 Uniform Securities Agent State Law Examination 2010-04-29
  • S65 Uniform Investment Adviser Law Examination
    2014-03-08
  • S63 Uniform Securities Agent State Law Examination
    2010-04-29
Other Names
  • Anna Teresa Siwula
  • Anna Teresa Walendzik
  • Anna T Siwula-Figueroa

View on SEC IAPD

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Other Offices

NORTHERN TRUST SECURITIES, INC. · OAKBROOK TERRACE, IL
UBS FINANCIAL SERVICES INC. · OAKBROOK TERRACE, IL
EDELMAN FINANCIAL ENGINES · OAKBROOK TERRACE, IL
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AMERIPRISE FINANCIAL SERVICES, LLC · Oakbrook Terrace, IL
B. RILEY WEALTH ADVISORS, INC. · OAKBROOK TERRACE, IL
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LPL FINANCIAL LLC · OAKBROOK TERRACE, IL

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