Christopher Mccauley Ricketts

Current Employers

Employment History

• 02/2013 → 06/2020
  Raymond James & Associates, Inc.
  Louisville, KY
• 08/2018 → Present
  The West End School
  Louisville, KY
• 06/2020 → Present
  Ricketts Financial, Llc
  Louisville, KY
• 06/2020 → 08/2023
  American Equity Investment Corp
  Louisville, KY
• 09/2023 → Present
  Regulus Financial Group, Llc
  Kentwood, MI

Previous Registrations

• 2013-02-13 → 2020-07-09
  Raymond James & Associates, Inc.
  Louisville, KY
  Louisville, KY
• 2011-10-10 → 2013-02-13
  Morgan Keegan & Company, Llc
  Louisville, KY

Other Businesses

Name of Business : The West End School Address: 3628 Virginia Ave,Louisville, KY Nature of the Business: Coach (paid) Position/Title: Coach (paid) Investment Related:No Start Date: 08/23/2018 Hours per month devoted to this business: 40 Hours per month devoted to this business during trading hours: 0 Description of duties: Soccer Coach Business Name: Ricketts Financial - Investment Related: Yes - Address: 4360 Brownsboro Rd, Suite 115, Louisville, KY 40207 - Nature of Business: Investment Advisory Activities through Ricketts Financial; - Title or Relationship: Investment Advisor Representative - Start Date: 7/01/2020 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide investment advisory services.

Exams

• S66 Uniform Combined State Law Examination
  2011-10-07