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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-30 |
Branch Locations
7500 Rialto Blvd Ste 230 Bldg 1, Austin, TX 78735 • United States
1000 Heritage Center Cir #134, Round Rock, TX 78664 • United States
13750 San Pedro Ave Ste 710, San Antonio, TX 78232 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 04/2015 | 11/2020 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 04/2015 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Lpl Financial Llc | Austin | TX | 11/2020 | Present |
1)11/30/2020 - The Fox Alliance - DBA for LPL Business (entity for LPL business) - Inv Rel - At reported business location(s) - start: 11/20/2020 - 200 hr/mth 2)11/30/2020 - Renfro Capital Management - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Austin, TX - start: 01/2015 - 20 hr/mth 1 hr during Trading 3)11/30/2020 - Josh Renfro - Non-Variable Insurance - Inv Rel - At reported business locatio(s) - start: 01/01/2014 - 10 hr/mth 1 hr during Trading 4)11/30/2020 - Tax Prep/Accounting/CPA- Owner of a Tax prep business - Inv Rel - At reported business location(s) - start: 01/01/2019 - 20 hr/mth 4 hr during Trading 5) 7/30/2021 - Fox Mortgage Services - Not Investment Related - Location/Address: virtual office - Mortgage/Real Estate Services - Started 02/01/2021 - 10 Hours Per Month/1 Hours During Securities Trading - Providing mortgage brokerage services. 6) 06/14/2022 - Renfro Capital Partners - Investment Related - New Braunfels, TX - Real Estate Rental - Start Date - 09/27/2021 - 5 Hours Per Month/ 1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-04-07 |
| S65 | Uniform Investment Adviser Law Examination | 2012-07-17 |
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