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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-30
  • TX RA
    APPROVED
    Since 2020-11-30

Branch Locations

7500 Rialto Blvd Ste 230 Bldg 1, Austin, TX 78735 • United States

1000 Heritage Center Cir #134, Round Rock, TX 78664 • United States

13750 San Pedro Ave Ste 710, San Antonio, TX 78232 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 04/2015 11/2020
First Allied Advisory Services, Inc. Chesterfield MO 04/2015 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Lpl Financial Llc Austin TX 11/2020 Present
  • 04/2015 → 11/2020
    First Allied Securities, Inc.
    San Diego, CA
  • 04/2015 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 11/2020 → Present
    Austin, TX
Previous Registrations
  • 2020-11-12 → 2020-11-30
    Austin, TX
    Round Rock, TX
  • 2015-04-08 → 2020-11-12
    First Allied Advisory Services, Inc.
    Austin, TX
    San Diego, CA
    Austin, TX
    Round Rock, TX
  • 2014-05-27 → 2015-04-08
    Msi Financial Services, Inc.
    Austin, TX
  • 2012-07-23 → 2014-01-28
    Greenville, SC
Other Businesses

1)11/30/2020 - The Fox Alliance - DBA for LPL Business (entity for LPL business) - Inv Rel - At reported business location(s) - start: 11/20/2020 - 200 hr/mth 2)11/30/2020 - Renfro Capital Management - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Austin, TX - start: 01/2015 - 20 hr/mth 1 hr during Trading 3)11/30/2020 - Josh Renfro - Non-Variable Insurance - Inv Rel - At reported business locatio(s) - start: 01/01/2014 - 10 hr/mth 1 hr during Trading 4)11/30/2020 - Tax Prep/Accounting/CPA- Owner of a Tax prep business - Inv Rel - At reported business location(s) - start: 01/01/2019 - 20 hr/mth 4 hr during Trading 5) 7/30/2021 - Fox Mortgage Services - Not Investment Related - Location/Address: virtual office - Mortgage/Real Estate Services - Started 02/01/2021 - 10 Hours Per Month/1 Hours During Securities Trading - Providing mortgage brokerage services. 6) 06/14/2022 - Renfro Capital Partners - Investment Related - New Braunfels, TX - Real Estate Rental - Start Date - 09/27/2021 - 5 Hours Per Month/ 1 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-04-07
S65 Uniform Investment Adviser Law Examination 2012-07-17
  • S63 Uniform Securities Agent State Law Examination
    2014-04-07
  • S65 Uniform Investment Adviser Law Examination
    2012-07-17

View on SEC IAPD

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