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Liudmila Broich

Morgan Stanley

Aventura, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-17
TX RA APPROVED 2023-04-14
  • FL RA
    APPROVED
    Since 2023-04-17
  • TX RA
    APPROVED
    Since 2023-04-14

Branch Locations

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 09/2011 04/2023
Bank Of America, N.A. Boca Raton FL 06/2012 04/2023
Morgan Stanley Smith Barney Llc Aventura FL 04/2023 Present
Morgan Stanley Private Bank, N.A New York NY 05/2023 Present
  • 09/2011 → 04/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boca Raton, FL
  • 06/2012 → 04/2023
    Bank Of America, N.A.
    Boca Raton, FL
  • 04/2023 → Present
    Morgan Stanley Smith Barney Llc
    Aventura, FL
  • 05/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-03
  • S66 Uniform Combined State Law Examination
    2010-06-03
Other Names
  • Liudmila Mikulich
  • Luda Broich

View on SEC IAPD

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Other Offices

UNISON ASSET MANAGEMENT LLC · AVENTURA, FL
EPIPHANLY ADVISORY, LLC · AVENTURA, FL
CORAL WEALTH MANAGEMENT, LLC · MIAMI, FL
PINNACLE INVESTMENTS, LLC · MIAMI, FL
LPL FINANCIAL LLC · AVENTURA, FL
J.P. MORGAN SECURITIES LLC · AVENTURA, FL
KAILIX ADVISORS LLC · AVENTURA, FL
1818 PRIVATE CLIENT GROUP, LLC · AVENTURA, FL

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