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2565 West Maple Rd, Troy, MI 48084 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-09-05 |
| PA | RA | APPROVED | 2016-10-31 |
| IL | RA | APPROVED | 2016-09-26 |
| MI | RA | APPROVED | 2011-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secure Asset Management, Llc | Troy | MI | 03/2011 | Present |
| Secure Investors Group | Troy | MI | 03/2011 | Present |
| Secure Tax Service, Llc | Troy | MI | 03/2012 | Present |
| William A Thomas - Thomas Financial | Troy | MI | 09/2013 | Present |
| Concorde Investment Services, Llc | Troy | MI | 05/2015 | 12/2016 |
| Aurora Securities, Inc. | Troy | MI | 03/2017 | Present |
| Freshwater Asset Management | Utica | MI | 06/2018 | 07/2019 |
1) SECURE ASSET MANAGEMENT, LLC; INVT REL; 2565 W. MAPLE ROAD, TROY MI 48084; RIA FIRM, ADVISORY SALES AND DBA FOR SECURITIES; INVESTMENT ADVISOR REPRESENTATIVE AND REGISTERED REPRESENTATIVE; START 03/2011; 15 HRS/MO; 15 HRS/MO DURING TRADING; INVESTMENT ADVISORY AND SECURITIES SALES. 2) SECURE INVESTORS GROUP, INC.; INVT REL; 2565 W. MAPLE ROAD, TROY MI 48084; INSURANCE; AGENT; START 03/2011; 2 HRS/MO; 20 HRS/MO DURING TRADING; INSURANCE SALES & CLIENT SERVICE. 3) SECURE TAX SERVICE; NONINT REL; 2565 W. MAPLE ROAD, TROY MI 48084; TAX, ACCOUNTING & BOOKKEEPING; ACCOUNTANT; START 09/2013; 4 HRS/MO; 10 HRS/MO DURING TRADING; PREPARE TAXES; DO ACCOUNTING & BOOKKEEPING. 4) WILLIAM A THOMAS - THOMAS FINANCIAL; NONINVT REL; 12777 RED BUD DRIVE, SHELBY TWP MI 48315; TAX, ACCOUNTING & BOOKKEEPING; ACCOUNTANT; START 09/2013; 20 HRS/MO; 5 HRS/MO DURING TRADING; PREPARE TAXES; DO ACCOUNTING & BOOKKEEPING. 5) William Thomas is a registered representative of Aurora Securities, Inc., a broker/dealer. As a registered representative, he may receive separate yet typical compensation in the form of commissions from the sale of the securities. 6) FINRA Arbitrator, 55 W Monroe Ste 2600 Chicago IL 60603, Dispute Resolution, Arbitrator, 8/2/2011, on an as needed basis, moderate industry arbitration cases.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-29 |
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