Stephen M. Drizos

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 06/2018
  Pnc Investments
  Pittsburgh, PA
• 09/2018 → 10/2018
  Summit Brokerage Services Inc.
  Canonsburg, PA
• 09/2018 → 10/2018
  Summit Financial Group Inc.
  Canonsburg, PA
• 10/2018 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 10/2018 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2018-09-14 → 2018-10-12
  Summit Financial Group Inc
  Canonsburg, PA
• 2012-01-10 → 2018-07-12
  Pnc Wealth Management Llc
  Coraopolis, PA
  Pittsburgh, PA
  Bethel Park, PA
  Pittsburgh, PA
  Pittsburgh, PA
  Cranberry, PA
  Bethel Park, PA
  Pittsburgh, PA

Other Businesses

(1) LIBERTY WEALTH STRATEGIES - DBA; INVESTMENT RELATED; SAME ADDRESS AS REGISTERED BRANCH; FINANCIAL PLANNING, FIXED INSURANCE, INVESTMENT MANAGEMENT; PRESIDENT; 09/16/2018; APPX 200 HOURS/MONTH; APPX 130 HOURS/MONTH DURING TRADING; FINANCIAL PLANNING, FIXED INSURANCE, INVESTMENT MANAGEMENT (2) Danielle Diaz Insurance Solutions / Liberty Wealth Strategies; Not investment related; 134 Rose Ave, Canonsburg, PA 15317; Referrer; Refer Medicare opportunities to insurance agent; Start 7/1/24; 2 hours/month during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-01-09
• S63 Uniform Securities Agent State Law Examination
  2010-05-03

Other Names

• Steve M. Drizos
• Stephen M Drizos