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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-02-06 |
Branch Locations
8687 E Via De Ventura Ste 200, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jackson National Life Distributors Llc | Denver | CO | 03/2006 | 12/2018 |
| Jackson National Life Distributors Llc | Franklin | TN | 12/2018 | 01/2021 |
| Commonwealth Financial Network | San Diego | CA | 06/2021 | 11/2021 |
| Unemployed | Scottsdale | AZ | 01/2021 | 06/2021 |
| Lpl Financial, Llc | Scottsdale | AZ | 12/2021 | 03/2022 |
| Prudential Insurance Company Of America | Scottsdale | AZ | 03/2022 | 06/2023 |
| Prudential Annuities Distributors, Inc. | Scottsdale | AZ | 03/2022 | 06/2023 |
| Unemployed | Loveland | CO | 06/2023 | 01/2024 |
| Lpl Financial Llc | Loveland | CO | 01/2024 | Present |
1) 1/2024 - WEALTH CONSULTING GROUP - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 1/2024 - PRO ROOFING AMERICA LLC - Other - Non-inv. related - Ft Collins, CO - Co-owner - Start Date 1/1/2020 - 0hrs/month - 0% time spent 3) 1/2024 - PROGRESSIVE FINANCIAL CONCEPTS - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 4) 06/12/2024 - BMoney, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 9/8/2021 - 100 Hrs/Mo; 6 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-04 |
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