Carla Wamba

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Matawan, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Red Bank, NJ

Other Businesses

Business Ownership; Good Karma Tax LLC; Owner; Tax Preparation; 2832 Santee Dr, , Bethlehem, PA 18017-1272, PA, 18017; Not Investment-Related; 01/01/2026; 40 to 59 hours per month; 0 during trading hours. Outside Employment; Good Karma Tax LLC; Owner; Tax Preparation; 2832 Santee Dr, , Bethlehem, PA 18017-1272, PA, 18017; Not Investment-Related; 01/01/2026; 40 to 59 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-27
• S63 Uniform Securities Agent State Law Examination
  2013-07-08

Other Names

• Carla Pileri