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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-28 |
| PA | RA | APPROVED | 2014-04-01 |
| NJ | RA | APPROVED | 2013-12-04 |
Branch Locations
141 W Front St Ste 140, Red Bank, NJ 07701 • United States
Bethlehem, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Matawan | NJ | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Red Bank | NJ | 03/2020 | Present |
Business Ownership; Good Karma Tax LLC; Owner; Tax Preparation; 2832 Santee Dr, , Bethlehem, PA 18017-1272, PA, 18017; Not Investment-Related; 01/01/2026; 40 to 59 hours per month; 0 during trading hours. Outside Employment; Good Karma Tax LLC; Owner; Tax Preparation; 2832 Santee Dr, , Bethlehem, PA 18017-1272, PA, 18017; Not Investment-Related; 01/01/2026; 40 to 59 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-08 |
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