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Daniel V. Rudibaugh

J.P. Morgan Securities LLC

Ft. Thomas, KY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-10-23
KY RA APPROVED 2017-09-29
  • OH RA
    APPROVED
    Since 2020-10-23
  • KY RA
    APPROVED
    Since 2017-09-29

Branch Locations

11 S. Grand Avenue, Ft. Thomas, KY 41075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sojourn Community Church Louisville KY 07/2012 09/2017
Waddell & Reed Inc Louisville KY 05/2016 08/2017
Jp Morgan Chase Bank Louisville KY 09/2017 09/2018
Jp Morgan Securities Llc Louisville KY 09/2017 09/2018
Jp Morgan Securities Llc Ft. Thomas KY 09/2018 Present
Jp Morgan Chase Bank Ft. Thomas KY 09/2018 Present
  • 07/2012 → 09/2017
    Sojourn Community Church
    Louisville, KY
  • 05/2016 → 08/2017
    Waddell & Reed Inc
    Louisville, KY
  • 09/2017 → 09/2018
    Jp Morgan Chase Bank
    Louisville, KY
  • 09/2017 → 09/2018
    Jp Morgan Securities Llc
    Louisville, KY
  • 09/2018 → Present
    Jp Morgan Securities Llc
    Ft. Thomas, KY
  • 09/2018 → Present
    Jp Morgan Chase Bank
    Ft. Thomas, KY
Previous Registrations
  • 2016-08-05 → 2017-08-17
    Waddell & Reed
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-05
S63 Uniform Securities Agent State Law Examination 2012-07-03
  • S65 Uniform Investment Adviser Law Examination
    2016-08-05
  • S63 Uniform Securities Agent State Law Examination
    2012-07-03
Other Names
  • Daniel V Rudibaugh
  • Daniel Rudibaugh
  • Dan V Rudibaugh
  • Dan Rudibaugh
  • Daniel Vincent Rudibaugh

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Thomas, KY
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