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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-07-22 |
| KY | RA | APPROVED | 2020-08-21 |
| TX | RA | APPROVED | 2020-08-21 |
Branch Locations
11 S. Grand Avenue, Ft. Thomas, KY 41075 • United States
495 Vine Street, Cincinnati, OH 45202 • United States
3133 Dixie Hwy, Erlanger , KY 41018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Fort Thomas | KY | 03/2020 | 10/2022 |
| J.P. Morgan Securities Llc | Fort Thomas | KY | 05/2020 | 10/2022 |
| Crosset Company Llc | Independence | KY | 04/2018 | 02/2020 |
| Kohl's | Monroe | OH | 10/2016 | 04/2018 |
| Army | Fort Knox | KY | 05/2009 | 12/2016 |
| Phineas Productions Llc | Newport | KY | 10/2019 | Present |
| Jp Morgan Chase Bank, N.A. | Cincinnati | OH | 10/2022 | Present |
| J.P. Morgan Securities Llc | Cincinnati | OH | 10/2022 | Present |
Entity Name: Phineas Productions LLC Investment related: No Address: Newport, KY 41071 Nature of the other business: Entertainment Position/Title/Relationship: Owner/Partner Start Date: 10/01/2019 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Co-Owner. Responsible for budget plans, script review, and logistics for film projects. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: LRB PRODUCTIONS POSITION: INVESTOR DETAILS: FILM PRODUCTION COMPANY. MY SPOUSE HAS INVESTED MONEY FOR A FILM PROJECT TITLED ON LOCATION. IN RETURN, SHE WILL HAVE PARTIAL OWNERSHIP OF THE FILM WHEN IT IS COMPLETE AND WILL BE ENTITLED TO A PORTION OF THE PROCEEDS FROM THE FILM. INVESTMENT RELATED: N/A HOURS DEDICATED (per month unless otherwise indicated): I will work Zero hours on this film. HOURS DURING TRADING: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-21 |
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