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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-07-22
KY RA APPROVED 2020-08-21
TX RA APPROVED 2020-08-21
  • OH RA
    APPROVED
    Since 2021-07-22
  • KY RA
    APPROVED
    Since 2020-08-21
  • TX RA
    APPROVED
    Since 2020-08-21

Branch Locations

11 S. Grand Avenue, Ft. Thomas, KY 41075 • United States

495 Vine Street, Cincinnati, OH 45202 • United States

3133 Dixie Hwy, Erlanger , KY 41018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Fort Thomas KY 03/2020 10/2022
J.P. Morgan Securities Llc Fort Thomas KY 05/2020 10/2022
Crosset Company Llc Independence KY 04/2018 02/2020
Kohl's Monroe OH 10/2016 04/2018
Army Fort Knox KY 05/2009 12/2016
Phineas Productions Llc Newport KY 10/2019 Present
Jp Morgan Chase Bank, N.A. Cincinnati OH 10/2022 Present
J.P. Morgan Securities Llc Cincinnati OH 10/2022 Present
  • 03/2020 → 10/2022
    Jpmorgan Chase Bank, N.A.
    Fort Thomas, KY
  • 05/2020 → 10/2022
    Fort Thomas, KY
  • 04/2018 → 02/2020
    Crosset Company Llc
    Independence, KY
  • 10/2016 → 04/2018
    Kohl's
    Monroe, OH
  • 05/2009 → 12/2016
    Army
    Fort Knox, KY
  • 10/2019 → Present
    Phineas Productions Llc
    Newport, KY
  • 10/2022 → Present
    Jp Morgan Chase Bank, N.A.
    Cincinnati, OH
  • 10/2022 → Present
    Cincinnati, OH
Other Businesses

Entity Name: Phineas Productions LLC Investment related: No Address: Newport, KY 41071 Nature of the other business: Entertainment Position/Title/Relationship: Owner/Partner Start Date: 10/01/2019 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Co-Owner. Responsible for budget plans, script review, and logistics for film projects. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: LRB PRODUCTIONS POSITION: INVESTOR DETAILS: FILM PRODUCTION COMPANY. MY SPOUSE HAS INVESTED MONEY FOR A FILM PROJECT TITLED ON LOCATION. IN RETURN, SHE WILL HAVE PARTIAL OWNERSHIP OF THE FILM WHEN IT IS COMPLETE AND WILL BE ENTITLED TO A PORTION OF THE PROCEEDS FROM THE FILM. INVESTMENT RELATED: N/A HOURS DEDICATED (per month unless otherwise indicated): I will work Zero hours on this film. HOURS DURING TRADING: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-21
  • S66 Uniform Combined State Law Examination
    2020-08-21
Other Names
  • James Thomas Farrell
  • James Farrell
  • James T Farrell

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