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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-26 |
| TX | RA | APPROVED_RES | 2023-11-09 |
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
1000 Ashland Drive Suite 305, Ashland, KY 41101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 08/2011 | Present |
| Robert W. Baird & Co. Incorporated | Ashland | KY | 10/2019 | Present |
ASHLAND ALLIANCE, 1730 WINCHESTER AVEN, ASHLAND, KY 41101, START DATE 03/15/2017, IS CHAPTER OF LOCAL CHAMBER OF COMMERCE, BOARD MEMBER, ATTEND MEETINGS EVERY 2 MONTHS DISCUSS ADVANCEMENT OF ASHLAND KY., VOLUNTEER, 1 HR/MO, 0 HR/MO TRADING Name/Address: City of Bellefonte 705 Bellefonte Princess Rd Ashland KY 41101 Start Date: Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Mayor of Bellefonte Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-01 |
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