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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-28 |
| FL | RA | APPROVED | 2012-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 03/2012 | Present |
| Bank Of America, N.A. | New York | NY | 04/2012 | Present |
I*:FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME: RENTAL HOME-2INVESTMENT RELATED: NOADDRESS OF BUSINESS: ST. AUGUSTINE, FLORIDA 32092POSITION DUTIES: CO - OWNER OF THE CONDO UNIT. IN CHARGE OF RENTING THE UNIT.START DATE OF RELATIONSHIP: 4/5/2004NUMBER OF HOURS DEVOTED: 2 HRS MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: 3/30/2012 11:30 CHEN, WEN : FAMILY OWNED PROPERTY FOR RENTAL USE.I*:.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL HOMEINVESTMENT RELATED: NOADDRESS OF BUSINESS: JACKSONVILLE, FLORIDA 32207POSITION DUTIES: CO-OWNER OF THE PROPERTY AND RESPONSIBLE TO RENT THE UNIT WITH ANOTHER OWNER.START DATE OF RELATIONSHIP: 5/9/2008NUMBER OF HOURS DEVOTED: 2 HRS MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: OWNER OF THE PROPERTY AND RESPONSIBLE FOR RENTING THE UNIT. I*2697266, Entity Type Entity Charitable, Name of OBA: Association of Chinese Professionals DFW Address: RichardsonTexas75083 Investment Related: No Position, Title, Association: Other Employee Start Date: 08/15/2025No Hours:10 yearly No Hours during trading: 0 Duties:twice/year meeting to hear the annual plans from the executive committee and provide possible suggestions. Serving on the Advisory Board
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-11 |
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