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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-03-23 |
| NY | RA | APPROVED | 2021-05-07 |
| TX | RA | APPROVED_RES | 2019-07-31 |
| DC | RA | APPROVED | 2019-03-06 |
| FL | RA | APPROVED | 2013-12-12 |
Branch Locations
800 Connecticut Avenue, Washington, DC 20006-2720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliancebernstein L.P. | London | 03/2010 | Present |
Count: 3 1) BusinessName: DBA Group Inc D/B/A District Biscuit Company INVESTMENT RELATED: No ADDRESS: 3401 Mount Vernon Ave, Alexandria, VA NATURE OF BUSINESS: The business is a local neighbourhood single store food retail location selling southern-style biscuits. The founders, who are from a culinary background, are seeking advisors to assist them transition into mass food manufacturing business supplying grocery stores with their bakery product. POSITION: Unemployed Advisor RELATIONSHIP: 2024-11-01 APPROXIMATE NUMBER HOURS: 3 hours/month, 0 hours during trading hours YOUR DUTIES: In return for a small equity position tied to business performance and growth targets, I would assist them in designing a growth strategy, connecting with key partners in manufacturing, distribution and grocery buying, and also introduce potential partners able to provide growth capital (such as VC firms and debt providers). 2) BusinessName: DBC Group Inc D/B/A District Biscuit Company INVESTMENT RELATED: No ADDRESS: 3401 Mount Vernon Ave, Alexandria, VA NATURE OF BUSINESS: The business is a local neighbourhood single store food retail location selling southern-style biscuits. The founders, who are from a culinary background, are seeking advisors to assist them professionalise their business management and transition into mass food manufacturing business supplying grocery stores with their bakery product. POSITION: Unemployed Mentor RELATIONSHIP: 2024-11-01 APPROXIMATE NUMBER HOURS: 3 hours/month, 0 hours during trading hours YOUR DUTIES: In return for a small equity position tied to business performance and growth targets, I would assist them in designing a growth strategy, connecting with key partners in manufacturing, distribution and grocery buying, and also introduce potential partners able to provide growth capital (such as VC firms and debt providers). 3) BusinessName: YPO Washington, DC Chapter INVESTMENT RELATED: No ADDRESS: 1410 Spring Hill Rd, Tysons, VA 22102 NATURE OF BUSINESS: YPO (https://www.ypo.org) is a global business leaders membership group. It is structured as a 501c6 non-profit membership organisation. YPO compromises local Chapters catering to local members who are dues paying business owners and leaders. The organisation is run by volunteer members who serve 1–2-year terms on the local Chapter board. I currently serve as the Chapter Chair of the board for the Washington, DC Chapter in a term that will expire June 1, 2026. POSITION: Chapter Chair RELATIONSHIP: 2025-07-01 APPROXIMATE NUMBER HOURS: 6 hours/month, 1 hours during trading hours YOUR DUTIES: I host quarterly board meetings and oversee the activities of other board members responsible for the organisation and execution for events for our 95 members. Do accomplish this, I oversee vendor relationships and the finances of the Chapter, in conjunction with our finance officer, another board position.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-12 |
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