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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-02-13
  • WA RA
    APPROVED
    Since 2026-02-13

Branch Locations

13001 Ne Hwy 99, Vancouver, WA 98686 • United States

2108 W Main St, Battle Ground, WA 98604 • United States

6407-A Ne 117Th Ave, Vancouver, WA 98662 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Vancouver WA 03/2010 06/2020
J.P. Morgan Securities Llc Vancouver WA 10/2012 06/2020
Coat Of Arms Ridgefield WA 11/2016 10/2017
U.S. Bancorp Investments, Inc. Vancouver WA 07/2020 02/2026
U.S. Bancorp Advisors, Llc Vancouver WA 02/2026 Present
Previous Registrations
  • 2020-07-13 → 2026-02-13
    Vancouver, WA
    Battle Ground, WA
    Vancouver, WA
  • 2012-10-01 → 2020-06-29
    Vancouver, WA
    Vancouver, WA
    Battle Ground, WA
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
  • 2012-04-11 → 2012-10-01
    Chase Investment Services Corp.
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
    Battle Ground, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-09
S63 Uniform Securities Agent State Law Examination 2011-05-06
  • S66 Uniform Combined State Law Examination
    2012-04-09
  • S63 Uniform Securities Agent State Law Examination
    2011-05-06
Other Names
  • Al Tu

View on SEC IAPD

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