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Equitable Advisors, LLC CRD 6627
$42.5B regulatory AUM 171,648 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2010-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2010 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2010 | Present |
MPD Mounted Patrol Foundation President/Founder, 12/1/2018, 20/hrs Month, No comp. DBA: Lake Financial Group, LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-22 |
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