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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2011-03-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 08/2007 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2007 | Present |
09/01/2017 - Trifecta Worldwide, LLC - Owner, 2 hours per month. DBA LAKE FINANCIAL GROUP. 11/9/2009 - Port Washington Lions Club - Member, 2 HRS/MO. 6/20/2018 - Port Washington Business Improvement District - Board Member, 1 Hour Month. 5/29/2019 - Port Washington Main St, Director, 2 hours per month. 5/16/2019 - B square Real Estate LLC, Business for Office. 1/1/2020 - Engine room 102, Silent Partner, 1 Hr/month. 5/2019 - Port Washington Main Street - Board Member, 2 hrs/mo; 1/24 - Inventors Brewpub LLC - 305 E Washington St Port Washington WI 53074 - Member - 5 hrs month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-12 |
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