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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-21 |
| IL | RA | APPROVED | 2015-11-24 |
Branch Locations
55 East Loop Road Suite 101, Wheaton, IL 60189 • United States
Lemont, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Wheaton | IL | 10/2015 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Wheaton | IL | 10/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-16 |
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