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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-05-29 |
Branch Locations
250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States
Minneapolis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 03/2010 | Present |
(1) NAME OF ENTITY: RENTAL PROPERTY; ADDRESS: 17626 GILLETTE WAY LAKEVILLE, MN 55044; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL PROPERTY; CAPACITY: WIFE AND I OWN A CONDO AND RENT IT OUT; START DATE: 05/2017; DUTIES: LEASING AND REPAIRS WHEN NEEDED; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-15 |
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