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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-16 |
| KY | RA | APPROVED | 2020-10-23 |
Branch Locations
4192 Tates Creek Centre Rd, Lexington, KY 40517 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | Lexington | KY | 03/2010 | 11/2020 |
| Jpmorgan Securities Llc | Lexington | KY | 07/2015 | 11/2020 |
| Jpmorgan Chase Bank N.A | Lexington | KY | 11/2020 | Present |
| J.P. Morgan Securities Llc | Lexington | KY | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-23 |
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