Douglas Alan Ducker

Employer firm

Omega Wealth Private Capital LLC CRD 318012

$102M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 05/2022
  Fidelity Brokerage Services Llc
  Covington, KY
• 07/2018 → 05/2022
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 06/2022 → 11/2023
  Valic Financial Advisors, Inc.
  Columbus, OH
• 11/2023 → 09/2024
  Golden Reserve Ria, Llc
  Dublin, OH
• 02/2025 → Present
  Omega Wealth Private Capital Llc
  Cincinnati, OH
• 09/2024 → 02/2025
  Unemployed
  Fort Worth, KY
• 03/2022 → 11/2023
  Corebridge Financial
  Cincinnati, OH

Previous Registrations

• 2024-02-15 → 2024-11-04
  Golden Reserve Retirement, Llc
  Cincinnati, OH
  Dublin, OH
• 2022-06-13 → 2023-12-07
  Valic Financial Advisors, Inc.
  Columbus, OH
  Columbus, OH
• 2018-07-13 → 2022-03-21
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2015-02-04 → 2018-07-13
  Strategic Advisers Llc
  Covington, KY

Other Businesses

INSURANCE PRODUCER; INVESTMENT RELATED; FORT WORTH, KY; 02/06/2025; 40 HRS/WK

Exams

• S66 Uniform Combined State Law Examination
  2015-01-22
• S63 Uniform Securities Agent State Law Examination
  2011-07-30

Other Names

• Doug Alan Ducker
• Douglas A Ducker
• Douglas Alan Ducker
• Douglas Ducker