Best Investors Account Sign in
Inactive

Douglas Alan Ducker

Omega Wealth Private Capital LLC

Cincinnati, OH

Fort Worth, KY

Claim This Profile
Current Employers
Omega Wealth Private Capital Llc

7870 E. Kemper Road #430, Cincinnati, OH 45249 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-03-18
OH RA APPROVED 2025-03-12
KY RA APPROVED 2025-02-25
  • IN RA
    APPROVED
    Since 2025-03-18
  • OH RA
    APPROVED
    Since 2025-03-12
  • KY RA
    APPROVED
    Since 2025-02-25

Branch Locations

7870 E. Kemper Road #430, Cincinnati, OH 45249 • United States

1710 Fort Henry Dr., Fort Worth, KY 41011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 05/2014 05/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 05/2022
Valic Financial Advisors, Inc. Columbus OH 06/2022 11/2023
Golden Reserve Ria, Llc Dublin OH 11/2023 09/2024
Omega Wealth Private Capital Llc Cincinnati OH 02/2025 Present
Unemployed Fort Worth KY 09/2024 02/2025
Corebridge Financial Cincinnati OH 03/2022 11/2023
  • 05/2014 → 05/2022
    Fidelity Brokerage Services Llc
    Covington, KY
  • 07/2018 → 05/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 06/2022 → 11/2023
    Valic Financial Advisors, Inc.
    Columbus, OH
  • 11/2023 → 09/2024
    Golden Reserve Ria, Llc
    Dublin, OH
  • 02/2025 → Present
    Omega Wealth Private Capital Llc
    Cincinnati, OH
  • 09/2024 → 02/2025
    Unemployed
    Fort Worth, KY
  • 03/2022 → 11/2023
    Corebridge Financial
    Cincinnati, OH
Previous Registrations
Other Businesses

INSURANCE PRODUCER; INVESTMENT RELATED; FORT WORTH, KY; 02/06/2025; 40 HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-22
S63 Uniform Securities Agent State Law Examination 2011-07-30
  • S66 Uniform Combined State Law Examination
    2015-01-22
  • S63 Uniform Securities Agent State Law Examination
    2011-07-30
Other Names
  • Doug Alan Ducker
  • Douglas A Ducker
  • Douglas Alan Ducker
  • Douglas Ducker

View on SEC IAPD

Other Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC
BRIXEY & MEYER CAPITAL LLC
OPUS CAPITAL MANAGEMENT
FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor