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Kenneth Hedgecock Brown

Ameriprise Financial Services, LLC

Winston-Salem, NC

Clemmons, NC

CRD 5770714

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-09-09
  • NC RA
    APPROVED
    Since 2016-09-09

Branch Locations

2734 Henning Dr, Winston-Salem, NC 27106 • United States

Clemmons, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Winston-Salem NC 09/2016 03/2020
Ameriprise Financial Services, Llc Winston-Salem NC 03/2020 Present
Previous Registrations
  • 2010-05-10 → 2016-08-31
    Edward Jones
    Winston Salem, NC
    Pfafftown, NC
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-07
  • S66 Uniform Combined State Law Examination
    2010-05-07
Other Names
  • Kenneth Brown
  • Kenneth Hedgecock Brown

View on SEC IAPD

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SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC

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