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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-11-14 |
Branch Locations
475 Kilvert Street Suite 135, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Warwick | RI | 03/2010 | Present |
| Pruco Securities, Llc. | Warwick | RI | 03/2010 | 11/2024 |
| Lpl Enterprise, Llc | Warwick | RI | 11/2024 | Present |
1)12/02/2024-IAABO Board of Officials-Coach/ Sports/ Fitness- I officiate high school basketball games for the state of RI- Not inv. related- at North Smithfield, RI. - Start date 12/01/2022.-8hrs/mnth/0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-22 |
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