Clifford James Rice

Current Employers

Employment History

• 09/1972 → Present
  Rice & Rice
  Valparaiso, IN
• 01/2012 → 02/2018
  Sii Investments, Inc.
  Crown Point, IN
• 02/2018 → 12/2018
  Lpl Financial Llc
  Crown Point, IN
• 12/2018 → Present
  Lpl Financial Llc
  Valpariso, IN

Previous Registrations

• 2013-06-05 → 2018-02-14
  Sii Investments, Inc.
  Crown Point, IN

Other Businesses

1. 8/17/2018 - W KENDALL & SONS INC - Not Investment Related - Business Owner - DIRECTOR - Company inherited from father. Owns a quarter of the company with brothers. 2. 8/17/2018 - OAK PARTNERS LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 8/17/2018 - MAYFIELD CORPORATION - Not Investment Related - Business Owner - DIRECTOR - Minority owner of the corporation. Sandblasting and coating engineering firm. 4. 8/17/2018 - RICE AND RICE - Not Investment Related - 100 Lincoln Way, #1, Valparaiso, IN 46383 - Legal Services - Attorney - Start Date: 1972 - 6 Hours During Securities Trading - Time Spent 90% - Principal/Owner of Law Firm providing legal services specializing in estate and family financial planning to the public.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-06-03
• S63 Uniform Securities Agent State Law Examination
  2012-10-25

Other Names

• Cliff Rice