Matthew Lee Pontes

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 06/2017 → 11/2017
  Bdt & Associates, Inc.
  San Diego, CA
• 08/2009 → 11/2017
  Bdt & Associates
  Yuma, AZ
• 04/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2017-11-28 → 2017-12-08
  Invicta Financial Group
  San Diego, CA

Other Businesses

1)MATTHEW L PONTES, INDEPENDENT INSURANCE AGENT, 2801 E Camelback Rd, Suite 200, Phoenix AZ 85016, 03/2025, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 5/TRADING. 2) AMBER FARMS LLC (NON-INVESTMENT RELATED), PO BOX 2127, VIRGINIA BEACH, VA; LIMITED PARTNERSHIP; 6/1/1998; 4 HRS/YR, 0 HRS DURING SECURITIES TRADING HRS; LIMITED PARTNER WHO MAKES RECOMMENDATIONS WITH OTHER PARTNERS TO THE GENERAL PARTNER. THE GENERAL PARTNER MAKES ALL FINAL DECISIONS FOR AMBER FARMS LLC. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-0/WK-0/TRADING HR 05/11/11

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-11-15