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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-12-05 |
Branch Locations
200 1St Ave. W Suite 310, Seattle, WA 98119 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Agent | St. Paul | MN | 05/2016 | 12/2022 |
| Securian Financial Services Inc. | St. Paul | MN | 05/2016 | 12/2022 |
| Securian Advisors Northwest | Seattle | WA | 05/2016 | 12/2022 |
| Commonwealth Financial Network | San Diego | CA | 12/2022 | Present |
| Dpa Wealth Partners | Seattle | WA | 12/2022 | Present |
Fixed insurance sales, Noemi Chaparro; as of 09/07/2022, 5% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-14 |
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