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John Volpert

Edward Jones

Louisville, KY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-31
KY RA APPROVED 2019-03-04
IN RA APPROVED 2018-12-10
  • TX RA
    APPROVED
    Since 2021-08-31
  • KY RA
    APPROVED
    Since 2019-03-04
  • IN RA
    APPROVED
    Since 2018-12-10

Branch Locations

10000 Brownsboro Road Suite 4, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Louisville KY 10/2016 09/2017
Unemployed Floyds Knobs IN 07/2016 10/2016
Unemployed Jeffersonville IN 09/2017 02/2018
Securities America, Inc. Jeffersonville IN 02/2018 09/2018
Securities America Advisors Jeffersonville IN 02/2018 09/2018
Edward Jones St.LOuis MO 12/2018 Present
  • 10/2016 → 09/2017
    Ubs Financial Services Inc
    Louisville, KY
  • 07/2016 → 10/2016
    Unemployed
    Floyds Knobs, IN
  • 09/2017 → 02/2018
    Unemployed
    Jeffersonville, IN
  • 02/2018 → 09/2018
    Securities America, Inc.
    Jeffersonville, IN
  • 02/2018 → 09/2018
    Securities America Advisors
    Jeffersonville, IN
  • 12/2018 → Present
    Edward Jones
    St.LOuis, MO
Previous Registrations
  • 2018-02-12 → 2018-09-27
    Securities America Advisors, Inc.
    Jeffersonville, IN
  • 2017-04-24 → 2017-09-29
    Ubs Financial Services Inc.
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-24
S63 Uniform Securities Agent State Law Examination 2017-02-21
  • S65 Uniform Investment Adviser Law Examination
    2017-04-24
  • S63 Uniform Securities Agent State Law Examination
    2017-02-21
Other Names
  • John Thomas Volpert

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
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