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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-27 |
| AL | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee Financial Services | Birmingham | AL | 11/2013 | 03/2017 |
| Sterne Agee Investment Adviser Services Inc | Birmingham | AL | 06/2016 | 03/2017 |
| Concourse Financial Group Securities Inc | Birmingham | AL | 04/2017 | 02/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 02/2025 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 02/2025 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 02/2025 | Present |
FREELANDER.COM; Non-Investment Related; Residence; Job Posting Board; Customer/Client; Start Date 08/2016; 20 hours per month with no hours per month occurring during trading hours; Freelance website on which people can post freelance work for others to bid on and to complete. My goal is to gain work experience with data science related skill sets. >> IN THE FOLD LLC; Non-Investment Related; Residence; Concessions/Food; Owner; Start Date 11/2017; 40 hours per month with no hours per month occurring during trading hours; Make and sell food/beverages as well as manage all business operations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-02 |
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