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3036 Independence Drive, Homewood, AL 35209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-12-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2004 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2004 | 12/2025 |
| Aragon Family Office Llc | Birmingham | AL | 12/2025 | Present |
| Equitable Advisors, Llc | New York | NY | 01/2005 | 12/2025 |
NAME OF BUSINESS - INSURANCE SALES WILL NOT BE DONE UNDER A SEPARATE ENTITY OR DBA (SO NAME OF THE BUSINESS IS ARAGON CAPITAL, LLC); ACTIVITY - INSURANCE SALES; POSITION - INSURANCE AGENT; ADDRESS - 3036 INDEPENDENCE DRIVE, HOMEWOOD, AL 35209; INVESTMENT RELATED - NO; APPROXIMATE NUMBER OF HOURS DEDICATED TO THIS ACTIVITY PER MONTH - 5; APPROXIMATE NUMBER OF HOURS DEDICATED TO THIS ACTIVITY PER MONTH DURING TRADING HOURS - 3; ACTIVITY COMMENCED - SEPTEMBER 2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-01 |
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