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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-11-03
TX RA APPROVED 2025-11-03
  • MI RA
    APPROVED
    Since 2025-11-03
  • TX RA
    APPROVED
    Since 2025-11-03

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

4166 56Th St Sw Suite B, Wyoming, MI 49418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Okemos MI 05/2010 07/2020
New York Life Okemos MI 04/2010 07/2020
Eagle Strategies Llc Grand Rapids MI 12/2014 07/2020
Commonwealth Financial Network Waltham MA 07/2020 11/2025
Heritage Wealth Management Wyoming MI 07/2020 11/2025
Kestra Investment Services, Llc Wyoming MI 11/2025 Present
Kestra Advisory Services, Llc Wyoming MI 11/2025 Present
  • 05/2010 → 07/2020
    Nylife Securities Llc
    Okemos, MI
  • 04/2010 → 07/2020
    New York Life
    Okemos, MI
  • 12/2014 → 07/2020
    Grand Rapids, MI
  • 07/2020 → 11/2025
    Waltham, MA
  • 07/2020 → 11/2025
    Heritage Wealth Management
    Wyoming, MI
  • 11/2025 → Present
    Kestra Investment Services, Llc
    Wyoming, MI
  • 11/2025 → Present
    Wyoming, MI
Previous Registrations
Other Businesses

NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/03/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: HERITAGE WEALTH MANAGEMENT POSITION: Owner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/03/2025 ADDRESS: 4166 56th st sw, Suite B, wyoming MI 49418, United States DESCRIPTION: Selling insurance as needed to clients. Name: PEAR TREE VENTURES POSITION: Partner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/12/2025 ADDRESS: 13156 Gladden Flds Ct N, Kent City MI 49330-9799, United States DESCRIPTION: Managing member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-19
S63 Uniform Securities Agent State Law Examination 2010-10-22
  • S66 Uniform Combined State Law Examination
    2014-12-19
  • S63 Uniform Securities Agent State Law Examination
    2010-10-22
Designations

View on SEC IAPD

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