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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-02 |
Branch Locations
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Corneliues, NC • United States
633 Central Ave, Dover, NH 03820 • United States
629 Central Ave, Dover, NH 03820 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aon Hewitt Financial Advisors | Charlotte | NC | 08/2015 | 11/2016 |
| Axa Distributors, Llc | Farmington | CT | 11/2016 | 07/2018 |
| The Smith Companies/Capitas Financial | Boston | MA | 09/2018 | 12/2020 |
| The Leaders Group Inc | Littleton | CO | 09/2018 | 12/2020 |
| Unemployed | Cornelius | NC | 07/2018 | 08/2018 |
| Linden Thomas & Company Securities, Llc | Charlotte | NC | 12/2020 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Davidson | NC | 11/2021 | 10/2024 |
| Unemployed | Cornelius | NC | 07/2021 | 10/2021 |
| &Partners | Nashville | TN | 10/2024 | 02/2026 |
| Osaic Institutions, Inc. | Meriden | CT | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-01-17 |
| S65 | Uniform Investment Adviser Law Examination | 2013-07-22 |
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