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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-03-02
  • NC RA
    APPROVED
    Since 2026-03-02

Branch Locations

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Corneliues, NC • United States

633 Central Ave, Dover, NH 03820 • United States

629 Central Ave, Dover, NH 03820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aon Hewitt Financial Advisors Charlotte NC 08/2015 11/2016
Axa Distributors, Llc Farmington CT 11/2016 07/2018
The Smith Companies/Capitas Financial Boston MA 09/2018 12/2020
The Leaders Group Inc Littleton CO 09/2018 12/2020
Unemployed Cornelius NC 07/2018 08/2018
Linden Thomas & Company Securities, Llc Charlotte NC 12/2020 07/2021
Wells Fargo Clearing Services, Llc Davidson NC 11/2021 10/2024
Unemployed Cornelius NC 07/2021 10/2021
&Partners Nashville TN 10/2024 02/2026
Osaic Institutions, Inc. Meriden CT 03/2026 Present
  • 08/2015 → 11/2016
    Aon Hewitt Financial Advisors
    Charlotte, NC
  • 11/2016 → 07/2018
    Axa Distributors, Llc
    Farmington, CT
  • 09/2018 → 12/2020
    The Smith Companies/Capitas Financial
    Boston, MA
  • 09/2018 → 12/2020
    The Leaders Group Inc
    Littleton, CO
  • 07/2018 → 08/2018
    Unemployed
    Cornelius, NC
  • 12/2020 → 07/2021
    Linden Thomas & Company Securities, Llc
    Charlotte, NC
  • 11/2021 → 10/2024
    Davidson, NC
  • 07/2021 → 10/2021
    Unemployed
    Cornelius, NC
  • 10/2024 → 02/2026
    Nashville, TN
  • 03/2026 → Present
    Meriden, CT
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-01-17
S65 Uniform Investment Adviser Law Examination 2013-07-22
  • S63 Uniform Securities Agent State Law Examination
    2017-01-17
  • S65 Uniform Investment Adviser Law Examination
    2013-07-22
Other Names
  • Bretn Andrew Hann

View on SEC IAPD

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