James Stuart Gallagher

Employer firm

Waterstone Financial Advisory LLC CRD 325012

$262M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 04/2019
  Global Financial Private Capital, Llc
  Sarasota, FL
• 03/2010 → Present
  Waterstone Financial Llc
  Fort Meyers, FL
• 10/2010 → Present
  Stuart Software Solutions, Llc
  Fort Myers, FL
• 11/2011 → Present
  Waterstone Tax Service, Llc
  Fort Myers, FL
• 04/2019 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 07/2021 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 02/2022 → Present
  Waterstone Financial Advisory Llc
  Fort Myers, FL

Previous Registrations

• 2019-04-23 → 2023-05-18
  J. W. Cole Advisors, Inc.
  Ft. Myers, FL
  Tampa, FL
• 2010-05-24 → 2019-04-24
  Global Financial Private Capital, Inc.
  Fort Myers, FL
  Sarasota, FL

Other Businesses

1.) Stuart Software Solutions, LLC; 6910 Deep Lagoon Lane, Ft. Myers, FL 33907; Partner; Software development and sales; Investment-related; Start date 10/18/2010; Spend 10% of time in activities involving the business 2.) Waterstone Tax Service, LLC; 12597 New Brittany Blvd., Ft. Myers, FL 33907; President/Owner; Tax Preparation; Supervise tax preparation business; Not investment-related; Start date 11/1/2011; Spend 5% of time in activities involving the business 3.) Waterstone Financial LLC ; 12597 New Brittany Blvd., Fort Myers, FL 33907 ; Owner ; Sell insurance products ; Start date 1/1/2011 ; Investment-related; Time spent between insurance sales and investment advisory.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-04-29

Other Names

• James S Gallagher