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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-19 |
| WA | RA | APPROVED | 2022-05-20 |
Branch Locations
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Houston | TX | 05/2010 | 04/2022 |
| Hightower Advisors, Llc | Bellevue | WA | 10/2014 | 04/2022 |
| Morgan Stanley | Seattle | WA | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-08-08 |
| S65 | Uniform Investment Adviser Law Examination | 2017-01-04 |
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