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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-04-17 |
| TX | RA | APPROVED_RES | 2019-04-16 |
Branch Locations
400 Broadway St Preferred Investment Sales, Chico, CA 95928 • United States
1 Town Center Rd Preferred Investment Sales, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Timonium | MD | 06/2010 | 04/2019 |
| Wells Fargo Advisors Llc | Timonium | MD | 03/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Timonium | MD | 11/2016 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Coconut Creek | FL | 04/2019 | Present |
| Bank Of America, N.A. | Coconut Creek | FL | 04/2019 | Present |
I*8008 For profit or not for profit: Name of outside business organization: None Investment related: Address of business: Boca Raton, Florida 33434 Nature of business: , Position, title, association: , Start date of relationship: 8/7/2016 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-23 |
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