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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-08-25 |
| MA | RA | APPROVED | 2022-03-24 |
| NH | RA | APPROVED | 2019-03-01 |
Branch Locations
2 Buck Road Suite D, Hanover, NH 03755 • United States
380 Russell Street, Hadley, MA 01035 • United States
Keene, NH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2010 | 11/2018 |
| Northwestern Mutual Investment Services, Llc | Manchester | NH | 09/2010 | 11/2018 |
| Tiaa | Hanover | NH | 01/2019 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Hanover | NH | 01/2019 | Present |
(1) THE TILE GROUP, LLC POSITION: Owner/President NATURE: Holding LLC for future potential business INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/08/2024 ADDRESS: Home Address, Keene NH 03431, United States DESCRIPTION: Owner oversight (2) BRATTLEBORO MUSEUM & ART POSITION: Board Member NATURE: Brattleboro Museum & Art Center is a non-collecting contemporary art museum focused on the art of our time. An anchor of southern Vermont's vibrant cultural life, BMAC brings notable art and artists to Brattleboro and provides a platform for its region's many artistic riches. BMAC presents 15-20 exhibitions annually, complemented by 60-70 public programs and extensive educational offerings developed in partnership with area schools and service organizations. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 10 Vernon St, Brattleboro VT 05301, United States DESCRIPTION: Board Meetings and voting (3) ARROW TILE DISTRIBUTORS, INC POSITION: Owner/President NATURE: Retail and wholesale tile business. Emphasis on ceramic and porcelain tile with retail location and wholesale sales, in Keene location since 1983. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 411 Winchester St, Keene NH 03431, United States DESCRIPTION: All Oversight
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-14 |
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