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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-19
  • TX RA
    APPROVED
    Since 2021-08-19

Branch Locations

2310 Bob Bullock Loop, Laredo, TX 78043 • United States

9801 Mcpherson Rd, Laredo, TX 78045 • United States

1311 East Del Mar Boulevard, Laredo, TX 78041 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 05/2016 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 05/2016 08/2021
Bbva Securities Inc. Laredo TX 05/2016 08/2021
Bbva Wealth Solutions Inc. Laredo TX 05/2016 08/2021
Pnc Investments Laredo TX 08/2021 Present
  • 05/2016 → 08/2021
    Compass Bank
    Birmingham, AL
  • 05/2016 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 05/2016 → 08/2021
    Bbva Securities Inc.
    Laredo, TX
  • 05/2016 → 08/2021
    Bbva Wealth Solutions Inc.
    Laredo, TX
  • 08/2021 → Present
    Pnc Investments
    Laredo, TX
Previous Registrations
  • 2016-05-09 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Laredo, TX
  • 2015-12-01 → 2016-05-10
    Laredo, TX
    Laredo, TX
    Laredo, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-25
S63 Uniform Securities Agent State Law Examination 2010-04-12
  • S66 Uniform Combined State Law Examination
    2015-11-25
  • S63 Uniform Securities Agent State Law Examination
    2010-04-12

View on SEC IAPD

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