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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
10 Memorial Boulevard, Providence, RI 02903-1160 • United States
Providence, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cco Investment Services | East Providence | RI | 04/2013 | 03/2018 |
| Fidelity Brokerage Services Llc | Providence | RI | 03/2018 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-118669|OrgNmn:Dog sitting|Org Addr:Providence,Rhode Isla,US|OBA Nature:Dog sitting|Invst Rel:N|Title:Dog sitting|Duties:Taking dog out but will only accept dogs that can stay all day in house with not needing to go out due to that I work in office 2-3 days per w|StrtDt:|TotHrs/mon:4|TrdHrs/mon:1|OBA-94695|OrgNmn:Ebay selling|Org Addr:Providence,Rhode Isla,US|OBA Nature:Ebay selling|Invst Rel:N|Title:seller|Duties:shipping items and answering questions|StrtDt:|TotHrs/mon:8|TrdHrs/mon:0|OBA-67296|OrgNmn:Rental Property|Org Addr:Lake Lure,North Caro,US|OBA Nature:Rental Property|Invst Rel:Y|Title:Property Owner|Duties:Answering Airbnb messages, vendor management|StrtDt:|TotHrs/mon:4|TrdHrs/mon:1|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-14 |
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