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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-04-29 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
30 South Street 7Th Floor, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2025 |
| Morgan Stanley Smith Barney Llc | Wayzata | MN | 05/2014 | 03/2025 |
| Thrivent Investment Management | Minneapolis | MN | 07/2016 | 03/2025 |
| Thrivent Financial | Minneapolis | MN | 06/2016 | 03/2025 |
| 49 Wealth Management | Minneapolis | MN | 03/2025 | Present |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 05/2025 | Present |
BROKEN CLOCK BREWING COOPERATIVE POSITION: member NATURE: Brewery INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2017 ADDRESS: 3134 California Street Northeast, Suite 108, Minneapolis MN 55418, United States DESCRIPTION: Member-owner of coop brewery OAKWOOD CAPITAL POSITION: Registered Representative NATURE: Broker Dealer INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/2025 ADDRESS: 30 South Street, 7th Floor, Minneapolis, MN 55402 DESCRIPTION: Registered representative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-15 |
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