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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-01 |
| KS | RA | APPROVED | 2019-03-20 |
Branch Locations
7570 W 21St St N Ste 1006A, Wichita, KS 67205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities, Inc. | Wichita | KS | 09/2011 | Present |
| Principal Life Insurance Company | Wichita | KS | 02/2012 | Present |
| Union Financial, Inc. | Wichita | KS | 09/2021 | 04/2025 |
**Fixed Insurance, fixed life, fixed annuities, DI and LTC, 12/14/16. **CODY SCHWENINGER POSITION: Sports Card Sales on eBay NATURE: Sports Cards Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2025 ADDRESS: 2105 S Upland Hills St, Wichita KS 67235, United States DESCRIPTION: Selling sports cards on eBay with my daughter.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-25 |
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