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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-22 |
| TX | RA | APPROVED | 2026-07-22 |
Branch Locations
5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Denver | CO | 07/2013 | 07/2026 |
| Wells Fargo Clearing Services, Llc | Greenwood Village | CO | 07/2026 | Present |
1) The King's Purse / 8441 Burnt Oak Trail, Franktown, Colorado 80116 / United States Franktown / Other / Donor Advised Fund / Donor advised fund providing grants to 501(c)3 charitable organizations inline with the board members personal religious convictions. / / Member of a committee with management/supervisor functions / Serve as admin for Donor Advised Fund to make grants at board members requests - track balance of funds available and provide updates as requested by board members. / No / Start Date 7/1/2019 /// 2) NAME OF OTHER BUSINESS: Able Shepherd / INVESTMENT RELATED?: No / ADDRESS: 7146 S. Tucson Way Unit A, Centennial, CO / NATURE OF THE BUSINESS: Able Shepherd is the standard-setting, nationally recognized training program designed to teach situational awareness, leadership and protective tactics that can be applied to virtually any threatened environment. / POSITION: Training / DUTIES: Assist instructors with providing reality based training exercises. / START DATE: 8-31-2022 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-20 |
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