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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2016-05-05 |
Branch Locations
116 Village Blvd., Ste. 200 Princeton Forrestal Village, Princeton, NJ 08540-5700 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Princeton | NJ | 04/2016 | Present |
1. 04/23/2019 - EK Investment Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:04/18/2019 - 45 hrs/mo - 35 hrs during trading. 2. 5/7/2019 - Northfield Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2019 - 50 Hours Per Month/35 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-30 |
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