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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • NY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

1551 Old Country Rd, Plainview, NY 11803-5014 • United States

Hempstead, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Levittown NY 03/2014 02/2017
Astoria Federal Savings Levittown NY 03/2014 02/2017
Cuna Mutual Group Waverly IA 02/2017 06/2018
Cuna Brokerage Services Waverly IA 02/2017 06/2018
Wells Fargo Clearing Services Llc Garden City NY 06/2018 09/2021
Fidelity Investments Llc Plainview NY 11/2022 Present
Unemployed Hempstead NY 10/2021 01/2022
Cross Country Mortgage Garden City NY 02/2022 10/2022
Fidelity Investments Boston MA 03/2025 Present
  • 03/2014 → 02/2017
    Levittown, NY
  • 03/2014 → 02/2017
    Astoria Federal Savings
    Levittown, NY
  • 02/2017 → 06/2018
    Cuna Mutual Group
    Waverly, IA
  • 02/2017 → 06/2018
    Cuna Brokerage Services
    Waverly, IA
  • 06/2018 → 09/2021
    Garden City, NY
  • 11/2022 → Present
    Fidelity Investments Llc
    Plainview, NY
  • 10/2021 → 01/2022
    Unemployed
    Hempstead, NY
  • 02/2022 → 10/2022
    Cross Country Mortgage
    Garden City, NY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-02-03 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Plainview, NY
  • 2018-07-10 → 2021-09-21
    Garden City, NY
  • 2017-03-31 → 2018-06-28
    Cuna Brokerage Services, Inc.
    Westbury, NY
    Plainview, NY
    Valley Stream, NY
  • 2014-03-31 → 2017-03-02
    Jamaica, NY
    Kew Gardens, NY
    Levittown, NY
    Valley Stream, NY
    Kew Gardens, NY
    Flushing, NY
  • 2012-09-19 → 2014-04-02
    Capital One Financial Advisors Llc
    Melville, NY
  • 2011-10-13 → 2012-09-05
    Smithtown, NY
  • 2010-08-13 → 2011-02-18
    Signator Investors, Inc.
    Westbury, NY
    Great Neck, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-29
  • S66 Uniform Combined State Law Examination
    2010-07-29
Other Names
  • Hughroy Hugh Daley
  • Hughroy Daley
  • Hugh Daley

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