Hooman Karbasion

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-04
CA	RA	APPROVED	2018-01-05

TX RA
APPROVED

Since 2019-01-04
CA RA
APPROVED

Since 2018-01-05

Branch Locations

25201 Paseo De Alicia Ste 145, Laguna Hills, CA 92653 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank Na	Long Beach	CA	07/2007	12/2017
Wells Fargo Advisors Llc	Foothill Ranch	CA	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Foothill Ranch	CA	11/2016	12/2017
Edward Jones	St Louis	MO	12/2017	Present

07/2007 → 12/2017

Wells Fargo Bank Na

Long Beach, CA
01/2011 → 11/2016

Wells Fargo Advisors Llc

Foothill Ranch, CA
11/2016 → 12/2017

Wells Fargo Clearing Services, Llc

Foothill Ranch, CA
12/2017 → Present

Edward Jones

St Louis, MO

Other Businesses

Presbyterian Church of the Master Mission Viejo, CA Start date: 4/3/2023 Finance Committee Member Hours per week: 0 Hours during trading: 0 Review Investment Policy, review balance sheet, and helping with overall finances.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-01-04
S63	Uniform Securities Agent State Law Examination	2010-04-20

S66 Uniform Combined State Law Examination

2018-01-04
S63 Uniform Securities Agent State Law Examination

2010-04-20

Designations

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews