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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-01 |
Branch Locations
1300 Summit Ave Ste 120, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New Age Insurance Agency | Fort Worth | TX | 03/2015 | 09/2016 |
| Capital One Investing, Llc | Plano | TX | 09/2016 | 05/2018 |
| Intouch Credit Union | Mckinney | TX | 05/2018 | 07/2019 |
| Cuso Financial Services, Lp | San Diego | CA | 05/2018 | 03/2023 |
| Lpl Financial Llc | Fort Worth | TX | 05/2023 | Present |
1) 5/25/2023- Legacy Financial Services- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business locations(s)-160hrs/mth 2) 5/25/223- Baxel, Inc.- Business Owner- co-owner- Non-Inv. Related- Richland Hills, TX- start date 5/4/2023- 2hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-18 |
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