Kenneth Duncan Adcox

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2022 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 11/2015 → 01/2024
  Regions Bank
  Clearwater, SC
• 11/2023 → Present
  Cetera Investment Advisers Llc
  Clearwater, SC
• 01/2024 → Present
  Regions Bank
  Martinez, GA

Previous Registrations

• 2010-07-08 → 2010-08-04
  First Command Brokerage Services, Inc.
  Evans, GA

Other Businesses

1. VOLUNTEER AT AUGUSTA BATS, LLC; YOUTH SPORTS BASEBALL LEAGUE; ASSIST WITH TEAM ACTIVITIES; ORDER CHECKS FOR LLC AND REGISTRATION PAPERWORK; 6 HRS/WK. 2. FINANCE COMMITTEE MEMBER FOR WESLEY UNITED METHODIST CHURCH, MEET 4-5 TIMES A YEAR TO REVIEW THE CHURCH BUDGET PREPARED BY THE DIRECTOR, 2/HRS/MO. 3. MEMBER OF CHURCH FINANCE COMMITTEE AT WESLEY UNITED METHODIST CHURCH; VOTING ON PURCHASES THE CHURCH NEEDS, BUDGET INCREASES/DECREASES, AND INPUT ON FUNDRAISING N EEDS; 2 HRS/WK

Exams

• S66 Uniform Combined State Law Examination
  2023-11-14
• S65 Uniform Investment Adviser Law Examination
  2010-06-22
• S63 Uniform Securities Agent State Law Examination
  2010-04-20

Other Names

• Kent Adcox
• Kenneth D Adcox