Best Investors Account Sign in

David Michael Vincent

Schwab Wealth Advisory, Inc.

Phoenix, AZ

CRD 5761398

Claim This Profile
Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-11
AZ RA APPROVED 2012-06-20
  • TX RA
    APPROVED
    Since 2020-12-11
  • AZ RA
    APPROVED
    Since 2012-06-20

Branch Locations

2423 E. Lincoln Drive, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Phoenix AZ 02/2010 Present
Schwab Wealth Advisory Inc Phoenix AZ 06/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-19
S63 Uniform Securities Agent State Law Examination 2010-09-04
  • S66 Uniform Combined State Law Examination
    2012-06-19
  • S63 Uniform Securities Agent State Law Examination
    2010-09-04
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.

Nearby Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton

Nearby Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ

More in Phoenix, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor