Gary Neal Parris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 02/2018
  Scottrade Inc.
  Asheville, NC
• 02/2018 → 12/2020
  Td Ameritrade, Inc.
  Asheville, NC
• 02/2018 → 12/2020
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 01/2021 → Present
  First Horizon Advisors
  Asheville, NC
• 08/2025 → Present
  Lpl Financial Llc
  Asheville, NC

Previous Registrations

• 2021-01-06 → 2025-08-21
  First Horizon Advisors, Inc.
  Asheville, NC
  Raleigh, NC
  Asheville, NC
• 2018-02-27 → 2021-01-11
  Td Ameritrade, Inc.
  Asheville, NC
• 2018-02-26 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Asheville, NC
• 2017-02-16 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/28/2025

Exams

• S66 Uniform Combined State Law Examination
  2017-02-16
• S63 Uniform Securities Agent State Law Examination
  2011-09-19

Other Names

• Gary Neal Parris Iii