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Gary Neal Parris

LPl Financial LLC

Asheville, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-21
TX RA APPROVED_RES 2025-08-21
  • NC RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED_RES
    Since 2025-08-21

Branch Locations

1751 Hendersonville Road, Asheville, NC 28803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Inc. Asheville NC 03/2010 02/2018
Td Ameritrade, Inc. Asheville NC 02/2018 12/2020
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2020
First Horizon Advisors Asheville NC 01/2021 Present
Lpl Financial Llc Asheville NC 08/2025 Present
  • 03/2010 → 02/2018
    Scottrade Inc.
    Asheville, NC
  • 02/2018 → 12/2020
    Td Ameritrade, Inc.
    Asheville, NC
  • 02/2018 → 12/2020
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 01/2021 → Present
    First Horizon Advisors
    Asheville, NC
  • 08/2025 → Present
    Asheville, NC
Previous Registrations
  • 2021-01-06 → 2025-08-21
    First Horizon Advisors, Inc.
    Asheville, NC
    Raleigh, NC
    Asheville, NC
  • 2018-02-27 → 2021-01-11
    Td Ameritrade, Inc.
    Asheville, NC
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Asheville, NC
  • 2017-02-16 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/28/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-16
S63 Uniform Securities Agent State Law Examination 2011-09-19
  • S66 Uniform Combined State Law Examination
    2017-02-16
  • S63 Uniform Securities Agent State Law Examination
    2011-09-19
Other Names
  • Gary Neal Parris Iii

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